ANN E. BERGIN
The Depository Trust & Clearing Corporation
Managing Director, Wealth Management Service
  • The Depository Trust & Clearing Corporation
    Managing Director, Wealth Management Service
  • Board of Directors

Ann E. Bergin
The Depository Trust & Clearing Corporation
Managing Director, Wealth Management Service

 
Ann Bergin is managing director, Wealth Management Services, for The Depository Trust & Clearing Corporation (DTCC). She is responsible for a business portfolio that supports domestic and global mutual funds, insurance products and alternative investment products.

Ann joined DTCC’s National Securities Clearing Corporation (NSCC) subsidiary in 1997, having previously served in the financial services industry beginning with Dreyfus in 1983 and subsequently with Concord Financial Group and then Bisys Fund Services, Inc.

In 2007, Ann was honored with a Fund Operations Award for Leadership by SourceMedia for bringing efficiencies and scalability to the managed solutions market, and was honored in 2003 for Leadership to the mutual funds industry. Over the years, Ann’s expertise has been sought to address a number of changing regulatory and industry-led requirements. In March 2004, she testified before the U.S. Senate Committee on Banking, Housing and Urban Affairs, giving valuable insight on NSCC’s role in combating late trading of funds.

Ann is involved in numerous associations that represent the mutual fund, managed accounts and alternative investment product industries, including The Money Management Institute, the Securities Industry and Financial Markets Association (SIFMA) and The Investment Company Institute. She was also a member of the Joint NASD/Industry National Investment Company Service Association’s Task Force on Breakpoints and the NASD Omnibus Account Task Force.
Ann lives in Greenwich, Connecticut and NYC with her husband, Denis O’Leary. They are both active supporters of the Silver Shield Foundation.